SAGA
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SAGA PROGRESS REPORT (12/05-12/06)
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UPCOMING WORKPLAN (11/06-11/07)
APPENDIX IX
SAGA PUBLICATIONS 12/05-12/06
Published and Working Papers:
- The Relationship between Poverty and Maternal Morbidity and Mortality in Sub-Saharan
Africa
December 2006
Meyerhoefer, Chad and David E. Sahn
“Good maternal health is of fundamental importance to a country’s well-being and ability
to prosper, and there are few times when maternal health is more at risk than in the period
surrounding childbirth. Protecting the health of mothers during reproduction safeguards
their future contributions to society and ensures the health and productivity of future
generations. If either the health of mothers or their newborn offspring is compromised,
there will be serious negative consequences for their families, communities, and the entire
process of economic and social development. This is why the United Nations has set as
one of its eight Millennium Development Goals (MDGs), the reduction of the maternal
mortality ratio (MMR) by two-thirds in the developing world by the year 2015... ”
Presented at the AERC/Hewlett Foundation Workshop, “Poverty and Economic Growth:
The Impact of Population Dynamics and Reproductive Health Outcomes in Africa” in
Brussels, Belgium, November 5-6, 2006.
- Labor Market Activities and Fertility
December 2006
Younger, Stephen D.
“This paper focuses on one aspect of the demographic transition, women’s labor market
activity, and how it relates to the basic variables of fertility and poverty. Just as there are
differences in fertility and mortality in rich and poor countries, there are differences in
women’s time use. In rich countries, women tend to work outside the home, usually in
wage employment on a fixed hourly schedule. In poor countries, women tend to work at
home or, especially in Africa, on their family’s farm or at own- account activities where
time use is more flexible. Understanding the relationship between the demographic
transition and these differences in time use is our main theme...”
Presented at the AERC/Hewlett Foundation Workshop, “Poverty and Economic Growth:
The Impact of Population Dynamics and Reproductive Health Outcomes in Africa” in
Brussels, Belgium, November 5-6, 2006.
- Reproductive Health and Behavior, HIV/AIDS, and Poverty in Africa
December 2006
Glick, Peter
“This paper makes an attempt to examine the complex linkages of poverty, reproductive
health and behaviors, and HIV/AIDS in Africa. It addresses the following questions: (1)
what have we learned to date about these links? (2) what policy issues arise and
correspondingly, what are the gaps in knowledge to be addressed by research? (3) what
are the appropriate methodological approaches to these questions? With regard to the last
question, an effort is made to assess what can be learned both through new data collection
and from existing sources such as the Demographic and Health Surveys that have been
carried out in many African countries...”
Presented at the AERC/Hewlett Foundation Workshop, “Poverty and Economic Growth:
The Impact of Population Dynamics and Reproductive Health Outcomes in Africa” in
Brussels, Belgium, November 5-6, 2006.
- Export Processing Zone Expansion in Madagascar: What are the Labor Market and
Gender Impacts?
December 2006
Glick, Peter and François Roubaud
This paper analyzes part of the controversy over export processing zones—the labor
market and gender impacts—using unique time-series labor force survey data from an
African setting: urban Madagascar, in which the EPZ (or Zone Franche) grew very
rapidly during the 1990s. Employment in the Zone Franche exhibits some basic patterns
seen elsewhere in export processing industries of the developing world, such as the
predominance of young, semi-skilled female workers. Taking advantage of microdata
availability, we estimate earnings regressions to assess sector and gender wage premia.
Zone Franche employment is found to represent a significant step up in pay for women
who would otherwise be found in poorly remunerated informal sector work. Because it
provides relatively high wage opportunities for those with relatively low levels of
schooling, export processing development may also eventually have significant impacts
on poverty. Further, by disproportionately drawing women from the low-wage sector
informal sector (where the gender pay gap is very large) to the relatively well-paid export
processing jobs (where pay is not only higher but also similar for men and women with
similar qualifications), the EPZ has the potential to contribute to improved overall gender
equity in earnings in the urban economy. Along many non-wage dimensions, jobs in the
export processing zone are comparable to or even superior to other parts of the formal
sector. However, the sector is also marked by very long working hours and high turnover,
which may work to prevent it from being a source of long-term employment and
economic advancement for women.
Paper prepared for the conference “African Development and Poverty Reduction: The
Macro-Micro Linkage” Cape Town, South Africa October 2004
In Journal of African Economies 15(4): 722-756, 2006
- Agricultural Policy Impact Analysis: A Seasonal Multi-Market Model for Madagascar
December 2006
Stifel, David C. and Jean-Claude Randrianarisoa
We describe the main features and results of a multi-market model for Madagascar that
focuses on income generating activities in an agricultural sector that is characterized by
seasonal variability. We find evidence that investments in rural infrastructure and
commercial food storage have both direct and indirect benefits on poor households.
In Journal of Policy Modeling 28(9):1023-1027, 2006
- Decentralization of Pastoral Resources Management and Its Effects on Environmental
Degradation and Poverty. Experience from Northern Kenya
October 2006
Munyao, Kioko and Christopher B. Barrett
“Growing concerns about persistent poverty and environmental sustainability have helped
fuel efforts at decentralizing governance throughout the developing world. The 1992
Earth Summit in Rio de Janeiro brought widespread calls for greater community
participation and equity in natural resources management and sustainable development
planning, and these pressures have grown amid institutional reforms fostered by
movements towards democratization and market-based economic policy, spurred by,
among others, the Bretton Woods institutions (the International Monetary Fund and the
World Bank) in the last two decades of the twentieth century (Goumandakoye 2003).
Ironically, however, in many cases decentralization has been used by national
governments not as a means to cede authority to local subjects, but rather to extend
control still deeper into local community life and resource management, while still
reaping the political capital associated with the rhetoric of bringing government services
and development closer to the people. Often this involves the subtle but real transfer of
influence, even control, from customary users of the resource to newcomers with better
connections to government representatives... ”
Forthcoming in 2007 in Decentralization and the
Forthcoming in 2007 in Decentralization and the Social Economics of Development:
Lessons from Kenya, edited by Christopher B. Barrett, Andrew G. Mude, and John M.
Omiti. Wallingford, UK: CAB International.
- The Unfulfilled Promise of Microfinance in Kenya: The KDA Experience
October 2006
Osterloh, Sharon M. and Christopher B. Barrett
“Microfinance offers promise for alleviating poverty by providing financial services to
people traditionally excluded from financial markets. Small-scale loans can relieve
capital constraints that might otherwise preclude cash-strapped entrepreneurs from
investing in profitable businesses, while savings services can create opportunities to
accumulate wealth in safe repositories and to manage risk through asset diversification.
While this promise of microfinance is widely touted, it is infrequently subject to careful
evaluation using detailed data. This chapter examines the extension of microfinance
services to people in Kenya. Using data collected from seventeen Financial Service Associations (FSAs) founded by the Kenya Rural Enterprise Program (K-REP)
Development Agency (KDA), we explore the intricacies of microfinance institutions
emerging in these challenging environment...”
Forthcoming in 2007 in Decentralization and the Social Economics of Development:
Lessons from Kenya, edited by Christopher B. Barrett, Andrew G. Mude, and John M.
Omiti. Wallingford, UK: CAB International.
- Interpersonal, Intertemporal and Spatial Variation in Risk Perceptions: Evidence from
East Africa
September 2006
Doss, Cheryl, John McPeak, and Barrett, Christopher B.
This study investigates variation over time, space and household and individual
characteristics in how people perceive different risks. Using original data from the arid
and semi-arid lands of east Africa, we explore which risks concern individuals and how
they assess their relative level of concern about these identified risks. Because these
assessments were gathered for multiple time periods, sites, households and individuals
within households, we are able to identify the degree to which risk perceptions vary
across time, across communities, across households within a community, and across
individuals within a household. We find the primary determinants of risk rankings to be
changing community level variables over time, with household specific and individual
specific variables exhibiting much less influence. This suggests that community based
planning and monitoring of development efforts that address risk exposure should be
prioritized. We also find that individuals throughout this area are most concerned about
food security overall, so that development efforts that directly address this problem
should be given the highest priority.
- Testing the Kuznets Curve for Countries and Households Using the Body Mass Index
September 2006
Sahn, David E. and Stephen D. Younger
This paper tests for relationships between level of well-being and inequality at both intercountry
and intra-household levels, but using a different indicator of well-being, the body
mass index (BMI). BMI captures individual’s consumption relative to their needs, and
reflects a combination of both consumption (of calories, sanitation, and health care) and
health status, two important dimensions of well-being. We do not find any evidence to
support either the across country Kuznets curve or the intra-household Kuznets curve.
Instead, we find consistent evidence for an increase in BMI inequality as average living
standards (of countries or households) improve. A distinct and surprising result is that
between one half and two-thirds of BMI inequality is accounted for by within-household
BMI. This finding clearly suggests that a large share of the inequality that is measured
using household surveys, assume that the well-being of all household members is the
same, is likely grossly under-estimating overall inequality in a given country. It also
implies that policies and programs that target households, not individuals, will be largely
ineffective.
Prepared for the WIDER Conference on Advancing Health Equity, Helsinki, Finland,
September 29-30, 2006.
- An Assessment of Changes in Infant and under-Five Mortality in Demographic and
Health Survey Data for Madagascar
September 2006
Glick, Peter, Stephen D. Younger, and David E. Sahn
Repeated rounds of nationally representative surveys are an important source of
information on changes in the welfare of the population. In particular, policymakers and
donors in many developing countries rely heavily on the Demographic and Health
Surveys (DHS) to provide information on levels and trends in indicators of the health
status of the population, including child survival. The reliability of observed trends,
however, depends strongly on the comparability across survey rounds of the sampling
strategy and of the format of questions and how interviews ask them. In Madagascar, the
most recent (2003/4) DHS indicated very sharp declines in rates of infant and under-five
mortality compared with the previous survey from 1997. However, retrospective underone
and under-five mortality data in 1997 and 2003/4 for the same calendar years also
show large differences, suggesting that this trend may be spurious. We employ a range of
descriptive and multivariate approaches to investigate the issue. Despite evidence of
significant interviewer recording errors (with respect to date of birth and age at death) in
2003/4, the most likely source of problems is that the two samples differ: comparisons of
time-invariant characteristics of households and of women suggests that the later DHS
sampled a somewhat wealthier (hence lower mortality) population. Corrections to the
data using hazard survival model estimates are discussed. These suggest a much more
modest reduction in infant and under-five mortality than indicated by the raw data for the
two surveys.
- Why and How to Sample Social Networks
August 2006
Santos, Paulo and Christopher B. Barrett
This paper makes two methodological contributions to the growing literature on the role
of social context in explaining individual behavior. The first is to show, through Monte
Carlo simulation, that commonly used proxies to social networks that rely on community
variables lead to misspecification and biased inferences and that one common alternative
– studying actual links within a random sample – is likewise flawed. Our second
contribution is to validate an alternative experimental approach, where willingness to
establish links with randomly matched individuals is elicited from respondents. We show
that this approach yields results that prove statistically indistinguishable from those
generated from tracing respondents’ real networks.
- Poverty Traps and Resource Dynamics In Smallholder Agrarian Systems
August 2006
Barrett, Christopher B.
“...Conservationists too often ignore the predictable consequences of human agency;
people adapt behaviors in response to changes in environmental management, often generating unintended consequences. Similarly, those of us studying the economics of
poverty are only just beginning to grasp the importance of understanding the dynamics of
agroecosystems and the feedback between the human and natural processes, especially in
smallholder agrarian systems. This paper reflects my current thinking on these issues,
approached from the perspective of the economics literature on poverty traps.”
Prepared for the international conference on “Economics of Poverty, Environment and
Natural Resource Use,” held at Wageningen University, the Netherlands, May 17-19,
2006
- Inequality and Poverty in Africa in an Era of Globalization: Looking Beyond Income to
Health and Education
July 2006
Sahn, David E. and Stephen D. Younger
This paper describes changes over the past 15-20 years in non-income measures of
wellbeing –education and health – in Africa. We expected to find, as we did in Latin
America, that progress in the provision of public services and the focus of public
spending in the social sector would contribute to declining poverty and inequality in
health and education, even in an environment of stagnant or worsening levels of income
poverty. Unfortunately, our results indicate that in the area of health, little progress is
being made in terms of reducing pre-school age stunting, a clear manifestation of poor
overall health. Likewise, our health inequality measure showed that while there were a
few instances of reduced inequality along this dimension, there was, on balance, little
evidence of success in improving equality of outcomes. Similar results were found in our
examination of underweight women as an indicator of general current health status of
adults. With regard to education, the story is somewhat more positive. However, the
overall picture gives little cause for complacency or optimism that Africa has, or will
soon reap the potential benefits of the process of globalization.
Presented at the UNU-WIDER Conference on “The Impact of Globalization on the Poor
in Africa,” Johannesburg, South Africa, 1-2 December, 2005
- Spatial Integration at Multiple Scales: Rice Markets in Madagascar
July 2006
Moser, Christine, Christopher B. Barrett, and Bart Minten
This paper uses an exceptionally rich data set to test the extent to which markets in
Madagascar are integrated across space at different scales of analysis and to explain some
of the factors that limit spatial arbitrage and price equalization within a single country.
We use rice price data across four quarters of 2000-2001 along with data on
transportation costs and infrastructure availability for nearly 1400 communes in
Madagascar to examine the extent of market integration at three different spatial scales—
sub-regional, regional, and national—and to determine whether non-integration is due to
high transfer costs or lack of competition. The results indicate that markets are fairly well
integrated at the sub-regional level and that factors such as high crime rates, remoteness,
and lack of information are among the factors limiting competition.
- Agricultural Technology, Productivity, and Poverty in Madagascar
July 2006
Minten, Bart and Christopher B. Barrett
This paper uses a unique, spatially-explicit dataset to study the link between agricultural
performance and rural poverty in Madagascar. We show that, controlling for
geographical and physical characteristics, communes that have higher rates of adoption of
improved agricultural technologies and, consequently, higher crop yields enjoy lower
food prices, higher real wages for unskilled workers and better welfare indicators. The
empirical evidence strongly favors support for improved agricultural production as an
important part of any strategy to reduce the high poverty and food insecurity rates
currently prevalent in rural Madagascar.
- The Multiple Dimensions of Poverty in Pastoral Areas of East Africa
June 2006
Little, Peter, John McPeak, Christopher Barrett and Patti Kristjanson
“...The most recent drought in East Africa has once again sharply exposed the layers of
poverty, underdevelopment, and political marginalization in the region’s arid and semiarid
lands (ASALs). Images of malnourished and thirsty children, lunar-like landscapes,
and pained herders with their emaciated animals permeate the popular media, while
governments, international agencies and non-governmental organizations (NGOs) launch
their normal appeals for food and external assistance. Like any natural disaster, the poor
and vulnerable bear the brunt of such events, and tragically remind us that their shortterm
suffering is symptomatic of longer-term structural problems of chronic poverty,
food insecurity and inequality.”
Overview Paper for the Policy Research Conference on “Pastoralism and Poverty
Reduction in East Africa,” held in Nairobi, Kenya, June 27-28, 2006.
- Heterogeneous Wealth Dynamics: On the Roles of Risk and Ability
June 2006
Santos, Paulo and Christopher B. Barrett
This paper studies the causal mechanisms behind poverty traps, building on evidence of
nonlinear wealth dynamics among a poor pastoralist population, the Boran from southern
Ethiopia. In particular, it explores the roles of adverse weather shocks and individual
ability to cope with such shocks in conditioning wealth dynamics. Using original data, we
establish pastoralists’ expectations of herd dynamics and show both that pastoralists
perceive the nonlinear long-term dynamics that characterize livestock wealth in the
region and that this pattern results from adverse weather shocks. We estimate a stochastic
herd growth frontier that yields herder-specific estimates of unobservable ability on
which we then condition our simulations of wealth dynamics. We find that those with
lower ability converge to a unique dynamic equilibrium at a small herd size, while those
with higher ability exhibit multiple stable dynamic wealth equilibria. Our results
underscore the criticality of asset protection against exogenous shocks in order to
facilitate wealth accumulation and economic growth and the importance of incorporating
indicators of ability in the targeting of asset transfers, as we demonstrate with simulations
of alternative asset transfer designs.
Presented at the Policy Research Conference on “Pastoralism and Poverty Reduction in
East Africa,” held in Nairobi, Kenya, June 27-28, 2006.
- Productivity in Malagasy Rice Systems: Wealth-differentiated Constraints and Priorities
June 2006
Minten, Bart, Jean Claude Randrianarisoa and Christopher B. Barrett
This study explores the constraints on agricultural productivity and priorities in boosting
productivity in rice, the main staple in Madagascar, using a range of different data sets
and analytical methods, integrating qualitative assessments by farmers and quantitative
evidence from panel data production function analysis and willingness-to-pay estimates
for chemical fertilizer. Nationwide, farmers seek primarily labor productivity enhancing
interventions, e.g., improved access to agricultural equipment, cattle and irrigation. Shock
mitigation measures, land productivity increasing technologies and improved land tenure
are reported to be much less important. Poorer farmers have significantly lower rice
yields than richer farmers, as well as significantly less land. Estimated productivity gains
are greatest for the poorest with respect to adoption of climatic shock mitigation
measures and chemical fertilizer. However, fertilizer use on rice appears only marginally
profitable and highly variable across years. Research and interventions aimed at reducing
costs and price volatility within the fertilizer supply chain might help at least the more
accessible regions to more readily adopt chemical fertilizer.
Invited panel paper prepared for presentation at the International Association of
Agricultural Economists Conference, Gold Coast, Australia, August 12-18, 2006.
- Informal Insurance in the Presence of Poverty Traps: Evidence from Southern Ethiopia
May 2006
Santos, Paulo and Christopher B. Barrett
This paper explores the consequences of nonlinear wealth dynamics on the formation of
informal insurance networks. Building on recent empirical work among a poor population
that finds evidence consistent with the hypothesis of poverty traps, and using original
primary data on social networks and transfers, we find that asset transfers respond to
recipients’ losses, but only so long as the recipients are not “too poor”. The persistently
poor are excluded from social networks and do not receive transfers in response to
shocks. We also find some evidence that the threshold at which wealth dynamics
bifurcate may serve as a focal point at which transfers are concentrated. Our results
suggest that, in the context of poverty traps, asset transfers may aim to insure the
permanent component of income generation, rather than the transitory component, as
standard insurance models assume.
- Livelihood Strategies in the Rural Kenyan Highlands
May 2006
Brown, Douglas R., Emma C. Stephens, James Okuro Ouma, Festus M. Murithi and
Christopher B. Barrett
The concept of a livelihood strategy has become central to development practice in recent
years. Nonetheless, precise identification of livelihoods in quantitative data has remained
methodologically elusive. This paper uses cluster analysis methods to operationalize the
concept of livelihood strategies in household data and then uses the resulting strategyspecific
income distributions to test whether hypothesized outcome differences between
livelihoods indeed exist. Using data from Kenya’s central and western highlands, we
identify five distinct livelihood strategies that exhibit statistically significant differences
in mean per capita incomes and stochastic dominance orderings that establish clear
welfare rankings among livelihood strategies. Multinomial regression analysis identifies
geographic, demographic and financial determinants of livelihood choice. The results
should facilitate targeting of interventions designed to improve household livelihoods.
Forthcoming in the African Journal of Agricultural and Resource Economics
- Empirical Forecasting of Slow-Onset Disasters for Improved Emergency Response: An
Application to Kenya’s Arid and Semi-Arid Lands
May 2006
Mude, Andrew, Christopher Barrett, John McPeak, Robert Kaitho and Patti
Kristjansen
“..We focus on the arid lands of northern Kenya, largely populated by nomadic
pastoralists and particularly vulnerable to covariate shocks in the form of droughts and
floods. Our primary objective is to make use of household data collected over several
years by the Arid Lands Resource Management Project (ALRMP) in Kenya, and the
spatially explicit data on forage conditions, rainfall and NDVI generated by the
LEWS/LINKS team to develop an empirical forecasting model that can predict the
expected human impact of covariate shocks and thereby provide a useful statistical
method for early warning emergency needs assessment.”
Presented at Policy Research Conference on “Pastoralism and Poverty Reduction in East
Africa,” held in Nairobi, Kenya, June 27-28, 2006.
- Understanding Declining Mobility and Interhousehold Transfers Among East African
Pastoralists
May 2006
Huysentruyt, Marieke, Christopher B. Barrett, and John G. McPeak
We model interhousehold transfers between nomadic livestock herders as the statedependent
consequence of individuals’ strategic interdependence resulting from the
existence of multiple, opposing externalities. A public good security externality among
individuals sharing a social (e.g., ethnic) identity in a potentially hostile environment
creates incentives to band together. Self-interested interhousehold wealth transfers from
wealthier herders to poorer ones may emerge endogenously within a limited wealth space
as a means to motivate accompanying migration by the recipient. The distributional reach
and size of the transfer are limited, however, by a resource appropriation externality
related to the use of common property grazing lands. When this effect dominates, it can
induce transfers from households who want to relieve grazing pressures caused by others’
herds. Our model augments the extant literature on transfers, and is perhaps more
consistent with the limited available empirical evidence on heterogeneous and changing
transfers’ patterns among east African pastoralists.
- An Ordered Tobit of Market Participation: Evidence from Kenya and Ethiopia
May 2006
Bellemare, Marc F. and Barrett, Christopher B.
Do rural households in developing countries make market participation and volume
decisions simultaneously or sequentially? This article develops a two-stage econometric
model that allows testing between these two competing hypotheses regarding householdlevel
market behavior. The first stage models the household’s choice of whether to be a
net buyer, autarkic, or a net seller in the market. The second stage models the quantity
bought (sold) for net buyers (sellers) based on observable household characteristics.
Using household data from Kenya and Ethiopia on livestock markets, we find evidence in
favor of sequential decision-making, the welfare implications of which we discuss.
In American Journal of Agricultural Economics 88(2):324-337, May, 2006
- Improving Food Aid’s Impact: What Reforms Would Yield The Highest Payoff?
April 2006
Lentz, Erin C. and Christopher B. Barrett
We develop an integrated model of the food aid distribution chain, from donor
appropriations through operational agency programming decisions to household
consumption choices. This tool permits simulation of alternative policies and sensitivity
analysis to establish how variation in underlying conditions – e.g., delivery costs, the
political additionality of food, targeting efficacy – affect the optimal policy for improving
the well-being of food insecure households. We find that improved targeting by
operational agencies is crucial to advancing food security objectives. At the donor level,
the key policy variable under most model parameterizations is ocean freight costs
associated with cargo preference restrictions on US food aid.
- Robust Multidimensional Spatial Poverty Comparisons in Ghana, Madagascar, and
Uganda
April 2006
Duclos, Jean-Yves, David E. Sahn, and Stephen D. Younger
We investigate spatial poverty comparisons in three African countries using
multidimensional indicators of well-being. The work is analogous to the univariate
stochastic dominance literature in that we seek poverty orderings that are robust to the
choice of multidimensional poverty lines and indices. In addition, we wish to ensure that
our comparisons are robust to aggregation procedures for multiple welfare variables. In
contrast to earlier work, our methodology applies equally well to what can be defined as
"union", "intersection," or "intermediate" approaches to dealing with multidimensional
indicators of well-being. Further, unlike much of the stochastic dominance literature, we
compute the sampling distributions of our poverty estimators in order to perform
statistical tests of the difference in poverty measures. We apply our methods to two
measures of well-being, the log of household expenditures per capita and children’s
height-for-age z-scores, using data from the 1988 Ghana Living Standards Survey, the
1993 Enquête Permanente auprès des Ménages in Madagascar, and the 1999 National
Household Survey in Uganda. Bivariate poverty comparisons are at odds with univariate
comparisons in several interesting ways. Most importantly, we cannot always conclude
that poverty is lower in urban areas from one region compared to rural areas in another,
even though univariate comparisons based on household expenditures per capita almost
always lead to that conclusion.
In World Bank Economic Review 20(1):91-113
- Bayesian Herders: Updating of Rainfall Beliefs in Response to External Climate
Forecasts
March 2006
Lybbert, Travis J., Christopher Barrett, John G. McPeak, and Winnie K. Luseno
Temporal climate risk weighs heavily on many of the world’s poor. Model-based climate
forecasts could benefit such populations, provided recipients use forecast information to
update climate expectations. We test whether pastoralists in southern Ethiopia and
northern Kenya update their expectations in response to forecast information. The
minority of herders who received these climate forecasts updated their expectations for
below normal rainfall, but not for above normal rainfall. This revealed preoccupation
with downside risk highlights the potential value of better climate forecasts in averting
drought-related losses, but realizing any welfare gains requires that recipients
strategically react to these updated expectations.
Forthcoming in World Development
- Policy impacts on schooling gender gaps in developing countries: The evidence and a
framework for interpretation
February 2006
Glick, Peter
In many regions of the developing world girls continue to receive less education than
boys. This paper reviews the evidence on the effects of policies in the education sector
and outside it on household schooling investments in girls and boys, distinguishing
between policies that are ostensibly gender neutral and those that explicitly target girls. It
is frequently (but certainly not universally) found that the demand for girl’s schooling is
more responsive than boys’ to gender neutral changes in school cost or distance as well
as quality. Although these patterns can be interpreted in terms of parental preferences,
this paper shows that they can also plausibly be explained within a human capital
investment framework through assumptions about the nature of schooling cost and
returns functions. Among these policies, increasing the physical accessibility of schools
emerges as a measure that may result in disproportionate enrollment gains for girls.
Where gender gaps are large or persistent, however, direct targeting of girls is probably
necessary. Formal evidence from a number of demand or supply side interventions,
including subsidies to households and to schools to enroll girls and the provision of girlsonly
schools, suggests the potential for targeted measures to yield substantial gains for
girls. Many other policies, such as subsidized childcare or flexible school scheduling that
address the opportunity costs of girls’ time, hold promise but for the most part have yet to
be subject to rigorous assessment. The paper discusses methodological problems in such
assessments and concludes with suggestions for future research on policies to close
schooling gender gaps.
- The Demand for Primary Schooling in Madagascar: Price, Quality, and the Choice
between Public and Private Providers
February 2006
Glick, Peter, and David E. Sahn
We estimate a discrete choice model of primary schooling and simulate policy
alternatives for rural Madagascar. Poor households are substantially more priceresponsive
than wealthy ones, implying that fee increases for public schools will have
negative effects on equity in education. Among quality factors, multigrade teaching
(several classes being taught simultaneously by one teacher) has a strongly negative
impact on public school enrollments. Simulations indicate that providing teachers to
reduce by half the number of multigrade classes in public schools would lead to modest
improvements in overall enrollments, would be feasible in terms of costs, and would
disproportionately benefit poor children. In contrast, consolidation of primary schools
combined with quality improvement would be ineffective because of the negative effect
of distance to school. Other simulations point to limits to a strategy of public support for
private school expansion as a means of significantly increasing enrollment rates or
education quality; such an expansion may also reduce overall education equity.
In the Journal of Development Economics 79(1):118-145, 2006.
- Cognitive Skills among Children in Senegal: Disentangling the Roles of Schooling and
Family Background
February 2006
Glick, Peter, and David E. Sahn
We use unique data to estimate the determinants of cognitive ability among 14 to 17 year
olds in Senegal. Unlike standard school-based samples, tests were administered to current
students as well as to children no longer—or never—enrolled. Years of schooling
strongly affects cognitive skills, but conditional on years of school, parental education
and household wealth, as well as local public school quality, have only modest effects on
test performance. Instead, family background primarily affects skills indirectly through
the duration of schooling. Therefore closing the schooling gaps between poor and
wealthy children will also close most of the gap in cognitive skills between these groups.
Presented at the Regional Conference on “Education in West Africa: Constraints and
Opportunities” in Dakar, Senegal, November 1-2, 2005
- Understanding and Reducing Persistent Poverty in Africa
February 2006
Barrett, Christopher B., Michael R. Carter and Peter D. Little
This paper introduces a special issue exploring persistent poverty in sub-Saharan Africa.
As a set, these papers break new ground in exploring the dynamics of structural poverty,
integrating qualitative and quantitative methods of analysis and adopting an asset-based
approach to the study of changes in well-being, especially in response to a wide range of
different (climatic, health, political, and other) shocks. In this introductory essay, we
frame these studies, building directly on evolving conceptualisations of poverty in Africa.
In Journal of Development Studies 42(2): 167-177, lead article
- The Economics of Poverty Traps and Persistent Poverty: An Asset-Based Approach
February 2006
Carter, Michael R. and Christopher B. Barrett
Longitudinal data on household living standards open the way to a deeper analysis of the
nature and extent of poverty. While a number of studies have exploited this type of data
to distinguish transitory from more chronic forms of income or expenditure poverty, this
paper develops an asset-based approach to poverty analysis that makes it possible to
distinguish deep-rooted, persistent structural poverty from poverty that passes naturally
with time due to systemic growth processes. Drawing on the economic theory of poverty
traps and bifurcated accumulation strategies, this paper briefly discusses some feasible
estimation strategies for empirically identifying poverty traps and long term, persistent
structural poverty. We also propose an extension of the Foster-Greer-Thorbecke class of
poverty measures to provide a natural measure of long-term welfare status. The paper
closes with reflections on how asset-based poverty can be used to underwrite the design
of persistent poverty reduction strategies.
In Journal of Development Studies 42(2):178-199, 2006
- Welfare Dynamics in Rural Kenya and Madagascar
February 2006
Barrett, Christopher B., Paswel Phiri Marenya, John McPeak, Bart Minten, Festus
Murithi, Willis Oluoch-Kosura, Frank Place, Jean Claude Randrianarisoa, Jhon
Rasambainarivo and Justine Wangila
This paper presents comparative qualitative and quantitative evidence from rural Kenya
and Madagascar in an attempt to untangle the causality behind persistent poverty. We
find striking differences in welfare dynamics depending on whether one uses total
income, including stochastic terms and inevitable measurement error, or the predictable,
structural component of income based on a household’s asset holdings. Our results
suggest the existence of multiple dynamic asset and structural income equilibria,
consistent with the poverty traps hypothesis. Furthermore, we find supporting evidence of
locally increasing returns to assets and of risk management behaviour consistent with
poor households’ defence of a critical asset threshold through asset smoothing.
In Journal of Development Studies 42(2): 248-277, 2006
- Fractal Poverty Traps
January 2006
Barrett, Christopher B. and Brent M. Swallow
This paper offers an informal theory of a special sort of poverty trap, one in which
multiple dynamic equilibria exist simultaneously at multiple (micro, meso and/or macro)
scales of analysis and are self-reinforcing through feedback effects. Small adjustments at
any one of these levels are unlikely to move the system away from its dominant, stable
dynamic equilibrium. Governments, markets and communities are simultaneously weak
in places characterized by fractal poverty traps. No unit operates at a high-level
equilibrium in such a system. All seem simultaneously trapped in low-level equilibria.
The fractal poverty traps formulation suggests four interrelated strategic emphases for
poverty reduction strategies.
In World Development 34(1):1-15, 2006
Conference Papers:
- From the International Conference on
Poverty and Economic Growth: The Impact of Population Dynamics and Reproductive
Health Outcomes in Africa
Presented by The William and Flora Hewlett Foundation and
the African Economic Research Consortium (AERC)
November 5-6, 2006
Brussels, Belgium
- The Relationship between Poverty and Maternal Morbidity and Mortality in Sub-
Saharan Africa
December 2006
Meyerhoefer, Chad and David E. Sahn
“Good maternal health is of fundamental importance to a country’s well-being and
ability to prosper, and there are few times when maternal health is more at risk than in
the period surrounding childbirth. Protecting the health of mothers during
reproduction safeguards their future contributions to society and ensures the health
and productivity of future generations. If either the health of mothers or their newborn
offspring is compromised, there will be serious negative consequences for their
families, communities, and the entire process of economic and social development.
This is why the United Nations has set as one of its eight Millennium Development
Goals (MDGs), the reduction of the maternal mortality ratio (MMR) by two-thirds in
the developing world by the year 2015...”
- Labor Market Activities and Fertility
December 2006
Younger, Stephen D.
“This paper focuses on one aspect of the demographic transition, women’s labor
market activity, and how it relates to the basic variables of fertility and poverty. Just
as there are differences in fertility and mortality in rich and poor countries, there are
differences in women’s time use. In rich countries, women tend to work outside the
home, usually in wage employment on a fixed hourly schedule. In poor countries,
women tend to work at home or, especially in Africa, on their family’s farm or at
own- account activities where time use is more flexible. Understanding the
relationship between the demographic transition and these differences in time use is
our main theme...”
- Reproductive Health and Behavior, HIV/AIDS, and Poverty in Africa
December 2006
Glick, Peter
This paper examines the complex linkages of poverty, reproductive/sexual health and
behavior, and HIV/AIDS in Africa. It addresses the following questions: (1) what
have we learned to date about these links and what are the gaps in knowledge to be
addressed by further research; (2) what is known about the effectiveness for HIV; prevention of reproductive health and HIV/AIDS interventions and policies in Africa;
and (3) what are the appropriate methodological approaches to research on these
questions. With regard to what has been learned so far, the paper pays considerable
attention in particular to the evidence regarding the impacts of a range of HIV
interventions on risk behaviors and HIV incidence. Other sections review the
extensive microeconomic literature on the impacts of AIDS on households and
children in Africa and the effects of the epidemic on sexual risk behavior and fertility
decisions. With regard to methodology, the paper assesses the approaches used in the
literature to deal with, among other things, the problem of self-selection and nonrandomness
in the placement of HIV and reproductive health programs. Data
requirements for different research questions are discussed, and an effort is made to
assess what researchers can learn from existing sources such as Demographic and
Health Surveys.
- Economic Development and Northern Ghana
Sponsored by
Institute of Statistical, Social and Economic Research (ISSER)
Cornell University
Economy of Ghana Network (EGN)
University of Development Studies, Tamale
Bolgatanga and Tamale, Ghana
September 11-14, 2006
Workshop Presentations:
- Development in the North — Charles Jebuni
- Developing Market-Based Strategies for Growth in Northern Ghana — Nii K. Sowa
- Globalisation, Employment and Poverty in Ghana — Ernest Aryeetey
- Economic Development and Northern Ghana: Can the Multi-Donor Budgetary
Support (MDBS) System Improve Aid Effectiveness in Ghana? — Peter Quartey
- Review of Performance of Ghanaian Economy in First Half of 2006 — ISSER
- The State of the Ghanaian Economy Report, 2005 — ISSER
- Pro-poor Growth in Ghana, and the Prospects in the North — Andy McKay
- Can the Financial System Serve the Northern Poor? Microfinance and Grants for
Community Development — William F. Steel
- Accessible Information for Development Dialogue —
- The Political Economy of Northern Ghanaian Development : Issues for
Discussion — Saa Dittoh
- Institutional Factors, Growth and Inequality; and Possible Implications for Ghana — Andy McKay
- Technical Efficiency and Ghanaian Secondary Education — Kwabena Gyimah-
Brempong
- Economic Growth in Northern Ghana
- From the Research Conference on
Pastoralism and Poverty Reduction in East Africa
Organized by the International Livestock Research Institute (ILRI)
Co-organizers: Prof. Chris Barrett (Cornell University), Prof. Peter Little (University of
Kentucky), Prof. John McPeak (Syracuse University), and the Arid Lands Resource
Management Project
June 27-28, 2006
Nairobi, Kenya
Invited Presentations:
- Beyond Group Ranch Subdivision: Collective Action for Livestock Mobility,
Ecological Viability and Livelihoods — S. BurnSilver and E. Mwangi
- Developing Market-Based Strategies for Growth in Northern Ghana — Nii K. Sowa
- The Policy and Practice of Educational Service Provision for Pastoralists in
Tanzania — Elizabeth Bishop
- Collective Action and Informal Institutions: The Case of Agropastoralists of
Eastern Ethiopia — Fekadu Beyene
- Women’s Groups in Arid Northern Kenya: Origins, Governance, and Roles in
Poverty Reduction — D. Layne Coppock, Solomon Desta, Adan Wako, Ibrahim Aden, Getachew
Gebru, Seyoum Tezera, and Chachu Tadecha
- Is Settling Good for Pastoralists? The Effects of Pastoral Sedentarization on
Children — Elliot Fratkin, Martha A. Nathan, and Eric A. Roth
- Livelihood Diversification in Borana Pastoral Communities of Ethiopia—
Prospects and Challenges — Kejela Gemtessa, Bezabih Emana, and Waktole Tiki
- Strengthening Pastoralists’ Voice in Shaping Policies for Sustainable Poverty
Reduction in ASAL Regions of East Africa — Ced Hesse and Michael Ochieng Odhiambo
- Maasai Pastoralists: Diversification and Poverty — K. Homewood, E. Coast, S. Kiruswa, S. Serneels, M. Thompson, and P.
Trench
- Longitudinal Analysis of the Impact of Land Privatization on Samburu Pastoralist
Livelihood Strategies — Carolyn K. Lesorogol
- Empirical Forecasting of Slow-Onset Disasters for Improved Emergency
Response: An Application to Kenya’s Arid Lands — Andrew Mude, Christopher Barrett, John McPeak, Robert Kaitho, Patti
Kristjansen
Conference Briefs:
- Livelihood Choices and Returns among Agro-Pastoralists in southern Kenya — M. Radeny, D. Nkedianye, P. Kristjanson, M. Herrero
- Heterogeneous Wealth Dynamics: On the Roles of Risk and Ability — Paulo Santos and Christopher Barrett
- Women’s Groups in Arid Northern Kenya: Origins, Governance, and Roles in
Poverty Reduction — D. Layne Coppock, Solomon Desta, Adan Wako, Ibrahim Aden, Getachew Gebru, Seyoum Tezera, and Chachu Tadecha
- Cattle Breeding Strategies using Genetic Markers as a Pathway for Improving
Competitiveness of Pastoral Systems in Kenya — Ulrike Janssen-Tapken, Haja N. Kadarmideen and Peter von Rohr
- Longitudinal Analysis of the Impact of Land Privatization on Samburu Pastoralist
Livelihood Strategies: 2000-2005 — DCarolyn K. Lesorogol
- Conflict Minimizing Strategies on Natural Resource Management and Use—The
Case for Managing Conflicts between Wildlife and Agro-pastoral Production
Resources in Transmara District, Kenya — Sospeter Onchoke Nyamwaro, Grace Adira Murilla, Miyoro O. Kennedy Mochabo and Kennedy Barasa Wajala
- Pastoralists Preferences for Cattle Traits: Letting Them be Heard — Emily Ouma, Awudu Abdulai and Adam Drucker
- Influencing and Developing Good Policy in Early Childhood Development (ECD)
amongst Pastoralist Communities in East Africa — Tanja van de Linde and Stephen Lenaiyasa
- Property Rights among Afar Pastoralists of Northeastern Ethiopia: Forms,
Changes and Conflicts — Bekele Hundie
- Livelihood Diversification in Borana: Pastoral Communities of Ethiopia—Prospects and Challenges — Kejela Gemtessa, Bezabih Emana (Ph.D), Waktole Tiki
- Maasai Pastoralists: Diversification and Poverty — K. Homewood, E. Coast, S. Kiruswa, S. Serneels, M. Thompson, P. Trench
- Linkages between Biodiversity, Land Rights and Poverty in Tanzania: Increasing
Incentives for Unsustainable Land Use Change through Conservation Policy — Hassan Sachedina
- Is Settling Good for Pastoralists? The Effects of Pastoral Sedentarization on
Children’s Nutrition, Growth, and Health Among Rendille and Ariaal of Marsabit
District, Northern Kenya — Elliot Fratkin, Martha A. Nathan, and Eric A. Roth
- Collective Action and Informal Institutions: The Case of Agropastoralists of
Eastern Ethiopia — Fekadu Beyene
- Empirical Forecasting of Slow-Onset Disasters for Improved Emergency
Response: An Application to Kenya’s Arid Lands — Andrew G. Mude, Christopher B. Barrett, John McPeak, Robert Kaitho, Patti
Kristjanson
- Beyond Group Ranch Subdivision: Collective Action for Livestock Mobility,
Ecological Viability and Livelihoods — S. BurnSilver and E. Mwangi
- The Policy and Practice of Educational Service Provision for Pastoralists in
Tanzania — Elizabeth Bishop
- Contextualising Conflict: Introduced Institutions and Political Networks
combating Pastoral Poverty — Fred Zaal and Morgan Ole Siloma
- Strengthening Pastoralists’ Voice in Shaping Policies for Sustainable Poverty
Reduction in ASAL Regions of East Africa — Ced Hesse and Michael Ochieng Odhiambo
Conference Papers:
- Beyond Group Ranch Subdivision: Collective Action for Livestock Mobility,
Ecological Viability and Livelihoods — S. BurnSilver and E. Mwangi
- The Policy and Practice of Educational Service Provision for Pastoralists in
Tanzania — Elizabeth Bishop
- Is Settling Good for Pastoralists? The Effects of Pastoral Sedentarization on
Children’s Nutrition, Growth, and Health Among Rendille and Ariaal of Marsabit
District, Northern Kenya — Elliot Fratkin, Martha A. Nathan, and Eric A. Roth
- Livelihood Diversification in Borana Pastoral Communities of Ethiopia—Prospects and Challenges — Kejela Gemtessa, Bezabih Emana, and Waktole Tiki
- Longitudinal Analysis of the Impact of Land Privatization on Samburu Pastoralist
Livelihood Strategies: 2000-2005 — Carolyn K. Lesorogol
- Women’s Groups in Arid Northern Kenya: Origins, Governance, and Roles in
Poverty Reduction — D. Layne Coppock, Solomon Desta, Adan Wako, Ibrahim Aden, Getachew Gebru, Seyoum Tezera, and Chachu Tadecha
- Influencing and Developing Good Policy in Early Childhood Development (ECD)
amongst Pastoralist Communities in East Africa: The Case of Samburu in Kenya — Tanja van de Linde
- Heterogeneous Wealth Dynamics: On the Roles of Risk and Ability — Paulo Santos and Christopher B. Barrett
- Conservation, Land Rights and Livelihoods in the Tarangire Ecosystem of
Tanzania: Increasing Incentives for Non-conservation Compatible Land Use
Change through Conservation Policy — Hassan Sachedina
- Livelihood Choices and Returns among Agro-Pastoralists in Southern Kenya — M. Radeny, D. Nkedianye, P. Kristjanson, and M. Herrero
- Pastoralists Preferences for Cattle Traits: Letting Them Be Heard — Emily Ouma, Awudu Abdulai and Adam Drucker
- Cattle Breeding Strategies using Genetic Markers as a Pathway for Improving
Competitiveness of Pastoral Systems in Kenya — Ulrike Janssen-Tapken, Haja N. Kadarmideen and Peter von Rohr
- Conflict Minimizing Strategies on Natural Resource Management and Use: The
Case for Managing and Coping with Conflicts between Wildlife and Agropastoral
Production Resources in Transmara District, Kenya — S.O. Nyamwaro, G.A. Murilla, M.O.K. Mochabo and K.B. Wanjala
- Empirical Forecasting of Slow-Onset Disasters for Improved Emergency
Response: An Application to Kenya’s Arid and Semi-Arid Lands — Andrew Mude, Christopher Barrett, John McPeak, Robert Kaitho, Patti
Kristjansen
- Property Rights among Afar Pastoralists of Northeastern Ethiopia: Forms,
Changes and Conflicts — Bekele Hundie
- Maasai Pastoralists: Diversification and Poverty — K. Homewood, E. Coast, S. Kiruswa, S. Serneels, M. Thompson, and P. Trench
- Contextualising Conflict: Introduced Institutions and Political Networks
Combating Pastoral Poverty — Fred Zaal and Morgan Ole Siloma
- Strengthening Pastoralists’ Voice in Shaping Policies for Sustainable Poverty
Reduction in ASAL Regions of East Africa — Ced Hesse and Michael Ochieng Odhiambo
- Collective Action and Informal Institutions: The Case of Agropastoralists of
Eastern Ethiopia — Fekadu Beyene
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